Compliance journey without gap analysis is journey without a destination. Our analysis will measure the gap in terms of existing policies, and the practices, not only the regulatory requirements but also the best practice in the industry. The results of the gap analysis will lead to compliance activities.
The product line applicable Regulations and the Target markets
Comprehensive Risk Assessment & Compliance Program Maturity Mapping
Current Compliance Practices, Procedures Review and Documentation
Risk Reviews to Mitigate Regulatory Oversights
Gaps and Deficiencies Identification in the current Compliance Program